EBA Screening Readiness Check

1. Do you have a governance framework in place with appropriate senior oversight?

2. Have you carried out a sanctions risk assessment to inform your controls?

3. Do you screen against all relevant lists and keep them up to date?

4. Do you screen sufficient customer data at a frequency aligned to risk?

5. Do you calibrate and review your screening system regularly?

6. Are policies in place for investigating and escalating alerts?

7. Can you freeze funds without delay?

Want to go deeper? Contact FINTRAIL to assess your screening system.

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