In November 2024, the European Banking Authority (EBA) released its first EU-wide guidelines on sanctions screening. These introduce clear expectations on how firms should design, calibrate, and maintain their screening systems — from governance and oversight through to list management and system performance.
The guidelines come into force in December 2025. With the clock ticking, firms should be reviewing their current approach to ensure alignment.
Below are 20 key questions designed to help you assess your firm’s current level of readiness.
EBA Sanctions Screening Readiness Check
Important: This tool is indicative only, and is not a substitute for a detailed review of your firm’s controls. For a comprehensive assessment of your screening system — including governance, technology, and effectiveness — we recommend a formal audit or health check.
Need expert support?
FINTRAIL is already working with firms across Europe to benchmark and enhance their screening systems in line with the EBA Guidelines and Member State-specific requirements. Our audits cover end-to-end system configuration, governance frameworks, and control effectiveness, giving you clear insight and actionable recommendations.
If you’d like to understand how we can support your firm, get in touch — we’d be happy to help.