Live Workshop: Reassurance on Your Assurance

A robust assurance programme is a vital part of ensuring your AFC controls are working effectively. In this workshop, the FINTRAIL team will be discussing best practices for a 2nd line assurance framework and taking a closer look at nuances for particular control areas.

Agenda:

• What do the regulators say you need to do?

• Assurance framework best practices

• Thematic assurance - Fraud

• Thematic assurance - Transaction Monitoring (Featuring Resistant AI)

• Tracking, aligning and remediating

We will also be publishing an assurance framework guide, which you will receive as a follow up from the workshop.