By providing practical recommendations and examples, this comprehensive review of transaction monitoring assurance aims to offer you peace of mind regarding your regulatory compliance while also equipping you with the knowledge to enhance the effectiveness of your transaction monitoring controls.
This includes:
✓ Prioritised recommendations for addressing areas of non-compliance
✓ Suggested target operating model for transaction monitoring related processes
✓ Highlighting opportunities for improving control effectiveness, including through the use of artificial intelligence (AI) and machine learning (ML) models
